PRS Providers / Institutional PRS Advisers / Corporate PRS Advisers

DateCircular NumberCircular Title
12/01/2021PDS/AL/SNZ-ms/003-21Cancellation of FIMM Examination Sessions – Nationwide
07/01/2021PDS/AL/KOH-SNZ-ms/002-21Cancellation of FIMM Examination Sessions – Kota Bharu & Ipoh
05/01/2021PDS/AL/KOH-SNZ-ms/001-21CHANGES IN EXAMINATION CENTRE-IPOH, PERAK
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DateCircular NumberCircular Title
29/12/2020PDS/AL/KOH-SNZ-ms/052-20Cancellation of FIMM Examination Sessions – Kuala Lumpur, Petaling Jaya, Bayan Lepas, Johor Bahru, Kota Kinabalu, Sandakan, Tawau & Seremban
11/12/2020PDS/AL/KOH-SNZ-ms/051-20Cancellation of FIMM Examination Sessions – Ipoh
07/12/2020PDS/AL/KOH-SNZ-ms/050-20Cancellation of FIMM Examination Sessions – Kuala Lumpur, Petaling Jaya, Bayan Lepas & Johor Bahru
03/12/2020PDS/AL/KOH-SNZ-ms/048-20FIMM EXAMINATION SCHEDULE – JANUARY TO MARCH 2021
30/11/2020ISRV/AL/SM-AS-llt/049-20REQUIREMENT TO CONDUCT ANNUAL COMPLIANCE REVIEW (ACR) AS STIPULATED UNDER RULE 3.4.6 OF FIMM’S CONSOLIDATED RULES (FCR)
25/11/2020PDS/AL/KOH-SNZ-ms/047-20FIMM EXAMINATION CENTRE RE-OPENING – MELAKA, JOHOR BAHRU, ALOR SETAR AND KUALA TERENGGANU
20/11/2020PDS/AL/KOH-SNZ-ms/046-20Cancellation of FIMM Examination Sessions on 21 November and 12 December 2020 – Kota Bharu
09/11/2020PDS/AL/KOH-SNZ-ms/045-20Cancellation of FIMM Examination Sessions – Kuching and Other Centres in Peninsular Malaysia except Kuantan and Kota Bharu
05/11/2020PDS/AL/KOH-SNZ-ms/044-20Cancellation of FIMM Examination Sessions on 7 to 19 November 2020 – Bayan Lepas
04/11/2020PDS/AL/KOH-SNZ-ms/043-20Cancellation of FIMM Examination Sessions on 7 November 2020 – Seremban
28/10/2020BR/AL/KLR/SM/SO-cc/040-20Industry Consultation – Amendments to FIMM’s Registration Manual
28/10/2020PDS/AL/KOH-SNZ-MS/041-20Cancellation of FIMM Examination Sessions on 7 November 2020 – OUM Sandakan, Sabah
27/10/2020PDS/AL/KOH-SNZ-MS/039-20Cancellation of FIMM Examination Sessions from 27 October to 9 November 2020 – Kuala Lumpur and Selangor and Invitation to Organise FIMM Examination at Members/Distributors’ Premises
14/10/2020PDS/AL/KOH-SNZ-MS/037-20Cancellation of FIMM Examination Sessions on 17 October 2020 – Kota Bharu, Kelantan
13/10/2020PDS/AL/KOH-SNZ-MS/036-20Cancellation of FIMM Examination Sessions from 14 to 27 October 2020 – Kuala Lumpur and Selangor
13/10/2020BR/AL/SM/SO/VAL-af/035-20YEAR 2021 RENEWAL AND ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”)/ANNUAL FEE FOR PRP, IPRA, CUTA, CPRA, UTS AND PRS
12/10/2020ISRV/AL/SM-AS-llt-034-20REVISED ANNUAL COMPLIANCE REVIEW (ACR) CHECKLISTS FOR 2020
09/10/2020PDS/AL/KLR-KOH-MS/032-20FIMM EXAMINATION: ADDIONAL EXAMINATION SESSIONS FOR MIRI, SARAWAK
09/10/2020PDS/AL/KOH-SNZ-ms/033-20Cancellation of FIMM Examination Sessions on 24 October 2020 – OUM Sandakan, Sabah
05/10/2020PDS/AL/KOH-SNZ-MS/031-20Cancellation of FIMM Examination Sessions on 15 October 2020 – Kedah
17/09/2020PDS/AL/KOH-SNZ-ms/029-20FIMM EXAMINATION AD-HOC EXAMINATION CENTRE
11/09/2020PDS/AL/KLR-KOH-MS/030-20Cancellation of FIMM Examination Sessions on 26 September 2020 – Kedah
10/09/2020ISRV/Distributors/KLR-SM-AS-ha/190-20FIMM 2020 Industry Briefing on Regulatory Activities & Initiatives
07/09/2020PDS/AL/KOH-SNZ-ms/028-20FIMM EXAMINATION CENTRE RE-OPENING OF ADDITIONAL EXAMINATION CENTRES
28/08/2020PDS/AL/KOH-SNZ-ms/027-20FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2020
27/08/2020PDS/AL/KOH-SNZ-ms/026-20FIMM EXAMINATION CENTRE ADDITIONAL EXAM DATES
14/08/2020PDS/AL/KOH-SNZ-ms/024-20FIMM EXAMINATION CENTRE ADDITIONAL EXAM DATES
27/07/2020PDS/AL/KOH-SNZ-MS/023-202020 FIMM Regulatory Training on Code of Ethics (2020 FIMMCOE)
17/07/2020PDS/AL/KOH-SNZ-ms/021-20FIMM EXAMINATION CENTRE RE-OPENING AND INTRODUCTION OF NEW MELAKA EXAMINATION CENTRE
14/07/2020PDS/AL/KOH-SNZ/020-20CONTINUING PROFESSIONAL DEVELOPMENT (CPD) PROGRAM – REQUIREMENT OF 16 CPD POINTS FOR RENEWAL OF CONSULTANTS’ REGISTRATION
08/07/2020PDS/AL/KOH-SNZ-ms/018-20FIMM EXAMINATION CENTRE RE-OPENING – SIBU EXAMINATION CENTRE
03/07/2020PDS/AL/KOH-SNZ-ms/016-20FIMM EXAMINATION CENTRE RE-OPENING – KUANTAN EXAMINATION CENTRE
18/06/2020PDS/AL/KOH-SNZ-ms/014-20FIMM EXAMINATION SCHEDULE – JULY TO SEPTEMBER 2020
17/06/2020PDS/PRSFP/KOH-SNZ-ksm/010-202020 FIMM Private Retirement Scheme (PRS) Familiarization Program
30/03/2020ISRV/ALL/SM/AS/081-20Extension Of Submission Deadline For Quarterly Complaints Report And Trend Analysis
17/03/2020PDS/AL/KLR-KOH-MS/005-20FIMM Examination Cancellation on 19 & 21 March 2020
26/02/2020BR/AL/SO/VAL-af/003-20FIMM EXAMINATION SCHEDULE – APRIL TO JUNE 2020
15/01/2020PDS/AL/KLR/KOH-SNZ-MS/001-20UNIT TRUST EXAMINATION STUDY GUIDE AND PRIVATE RETIREMENT SCHEME EXAMINATION STUDY GUIDE (“EXAMINATION STUDY GUIDE”)
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DateCircular NumberCircular Title
24/12/2019BR/AL/KLR-SO/023-19REVISION OF THE REGISTRATION MANUAL – STREAMLINING OF PROCESS FOR RENEWAL OF REGISTRATION FOR UNIT TRUST AND PRIVATE RETIREMENT SCHEMES CONSULTANTS
17/12/2019LRA/ALL/JG/SM/022/19FIMM’s REVISED CODE OF ETHICS
02/12/2019BR/AL/SO/VAL-af/020-19FIMM EXAMINATION SCHEDULE – JANUARY TO MARCH 2020
21/10/2019ISRV/DEARCEO/KL-SM-ha/295-19Sharing of The Federation of Investment Managers Malaysia’s (FIMM) Supervisory Observations
11/10/2019BR/AL/KLR/SM/SO/VAL-af/019-19Year 2020 Renewal and AMSF/Annual Fee – UTS & PRS
11/09/2019BR/AL/SO/VAL-af/017-19RELOCATION OF FIMM EXAMINATION CENTRE TO OPEN UNIVERSITY MALAYSIA (OUM) ALOR SETAR, KEDAH
05/09/2019PDS/PRSFP/KOH-SNZ-ksm/016-19Train-the-Trainer Program for 2019 FIMM Private Retirement Scheme (PRS) Familiarization Program
30/08/2019ID/AL/KLR-KOH-EK/032-19Fee Waiver Campaign for Registration of New Private Retirement Scheme Consultants
26/08/2019BR/AL/SO/VAL-af/015-19FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2019
23/08/2019PDS/2019COE/KLR-KOH-SNZ/013-192019 FIMM Regulatory Training on Code of Ethics (2019 FIMMCOE)
22/07/2019ISRV/Distributors/KLR-SM-ha/177-19FIMM INDUSTRY BRIEFING
03/06/2019BR/AL/SO/VAL-af/009-19FIMM EXAMINATION CENTRE REPLACEMENT : OPEN UNIVERSITY MALAYSIA (OUM) MELAKA
29/05/2019BR/AL/SO/VAL-af/008-19FIMM EXAMINATION SCHEDULE – JULY TO SEPTEMBER 2019
10/04/2019PDS/CPDTRACKER/KLR-KOH-SNZ/005-19FIMM Private Retirement Scheme (PRS) Familiarization Program
22/03/2019LRA/ALL/JG/KLR/005-19Amendments To FIMM’s Consolidated Rules To Require The Disclosure Of Identities Of Distributors (Including Main Distributor And Sub-Distributor) In Application Forms For Dealing In Unit Trust Schemes And Private Retirement Schemes
04/03/2019LRA/ALL/JG/KLR/004-19Amendments to FIMM’s Consolidated Rules to Allow Corporate Unit Trust Advisers (CUTA) and Corporate PRS Advisers (CPRA) to Form Multiple-Tiered Agency Structure
01/03/2019BR/AL/SO-val/003-19FIMM EXAMINATION CANCELLATION – RELOCATION OF STAMFORD COLLEGE, MELAKA
26/02/2019PDS/CPDTRACKER/KLR-KOH-SNZ/002-19Briefing and Training on FIMM Continuing Professional Development (CPD) Tracker System
25/02/2019BR/AL/SO-val/001-19FIMM EXAMINATION – COMPUTERIZED UNIT TRUTS EXAMINATION (CUTE) AND COMPUTERIZED PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR APRIL TO JUNE 2019
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DateCircular NumberCircular Title
12/12/2018ISRV/AL/KLR/AJ/031-18REQUIREMENT TO CONDUCT ANNUAL COMPLIANCE REVIEW (ACR) FOR 2019
27/11/2018BR/FE/SO-han/616-18FIMM EXAMINATION – COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AND COMPUTERIZED PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR JANUARY TO MARCH 2019
09/11/2018ISRV/ACR/AJ-ha/592-18Annual Compliance Review (ACR) for the Year 2018
05/10/2018BR/AL/KLR/SO/VAL-af/024-18AMSF or Annual Fee Year 2019
04/09/2018CC/2018FIMMAC/ML-CM/021-182018 FIMM ANNUAL CONVENTION (FIMMAC)
09/08/2018BR/AL/SO-Val/018-18FIMM EXAMINATION – COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) AND COMPUTERIZE PRIVATE RETIREMENT EXAMINATION (CPRE) SCHEDULES FOR OCTOBER TO DECEMBER
08/08/2018PDS/CPRE/ML-KOH-SNZ/017-18FIMM Computerised PRS Examination (CPRE)
27/07/2018PDS/2018SEM/ML-KOH-SNZ/012-182018 FIMM Seminar (Second Series)
26/07/2018BR(PRS)/IPRA/MLI/VAL-af/016-18Total Gross Sales PRS ended 31 July 2018
26/07/2018BR(PRS)/PRP/MLI/VAL-af/015-18AUM PRS as at 31 July 2018
01/06/2018CEO/AL/ML-koh/009-18Revised Fees and Charges In Line with Zero-Rated Goods & Services Tax (GST)
22/05/2018BR/PRS/NAT-af/007-18PRS Schedule 2018 – July, August and September
14/05/2018BR/UTS/ML-val/006-18Introduction of Digitalised e-Study Guide for CUTE and PRSE
20/04/2018PDS/PRSFP/NAT-KOH-SNZ-ksm/005-182018 FIMM PRIVATE RETIREMENT SCHEME (PRS) FAMILIARISATION PROGRAM
02/03/2018BR/PRS/NAT-af/002-18PRS Exam Schedule – April, May and Jun
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DateCircular NumberCircular Title
29/11/2017ISRV/ACR/AJ-ha/058-17Annual Compliance Renew (ACR) for the Year 2017
29/11/2017BR/PRS/AYH-af/057-17PRS Examination Schedule – January, February and March 2018
25/10/2017BR/AL/UTS/PRS/AY-val/054-17FIMM INTEGRATED SYSTEM (FIS) – Update Consultant Profile
05/10/2017BR(PRS)/AL/NAT/AJ-af/051-17FOR THE YEAR 2018: ANNUAL RENEWAL OF REGISTRATION AND PAYMENTS OF: A) ANNUAL FEE OF PRIVATE RETIREMENT SCHEME (“PRS”) PROVIDERS OR INSTITUTIONAL PRS ADVISERS (“IPRA”); AND B) ANNUAL FEE FOR PRS CONSULTANTS.
12/09/2017BR/PRS/AJ-af/049-17PRS Examination Schedule – October, November and December 2017
17/07/2017Press ReleaseANNOUNCEMENT OF FEDERATION OF INVESTMENT MANAGERS MALAYSIA’S NEW CHIEF EXECUTIVE OFFICER
05/07/2017PDS/2017SEM/KOH-SNZ/023-172017 FIMM ANNUAL CONVENTION
05/07/2017PDS/2017SEM/KOH-SNZ/023-172017 FIMM ANNUAL CONVENTION CONVENTION
14/06/2017ID/AL/FH/KOH-ZA/035-17UPDATE ON THE IMPLEMENTATION OF THE COMMON REPORTING STANDARD (CRS)
12/05/2017IT/FIS/FQ-MH/381-17TRAINING ON FIMM INTEGRATED SYSTEM
09/05/2017BR/PRS/TLK-af/031-17PRS Examination Schedule – June 2017
17/04/2017PDS/2017SEM/FH-KOH-SNZ/023-172017 FIMM SEMINARS: SECOND SERIES
10/04/2017BR/PRS/TLK-af/021-17PRS Examination Schedule – May 2017
31/03/2017BR/AL/FH-tlk/015-17Amendments to Appendices 2-A and 2-B of FIMM’s Consolidated Rules
08/03/2017BR/PRS/TLK-af/010-17PRS Examination Schedule – April 2017
08/02/2017BR/PRS/TLK-af/005-17PRS Examination Schedule – March 2017
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DateCircular NumberCircular Title
29/12/2016BR/PRS/TLK-af/001-17Private Retirement Scheme (PRS) Examination Schedule – February 2017
13/12/2016BR/FH/TLK-han/612-16PROCEDURES FOR DISTRIBUTOR IN RELEASING CONSULTANT UPON RESIGNATION OR TERMINATION
07/12/2016PDS/FH-KOH-SNZ/051-16FIMM Apprenticeship Program For Corporate Unit Trust Advisers (CUTAS) and Corporate Private Retirement Scheme Advisers (CPRAS)
07/12/2016BR/PRS/TLK-af/052-16Private Retirement Scheme (PRS) Examination Schedule – January 2017
21/11/2016BR/AL/FH-tlk/031-16REQUIREMENT OF AT LEAST 2 CONSULTANTS AT EACH DISTRIBUTION POINT INCLUDING MOBILE DISTRIBUTION POINT
07/11/2016BR/PRS/TLK-af/046-16PRS Examination Schedule – December 2016
21/10/2016BR(PRS)/AL/FH/TLJ-af/040-16ANNUAL FEE OF PRIVATE RETIREMENT SCHEME (“PRS”) PROVIDERS, INSTITUTIONAL PRS ADVISERS (“IPRA”) OR CORPORATE PRS ADVISERS (“CPRA”) FOR THE YEAR 2017; AND ANNUAL FEE FOR PRS CONSULTANTS FOR THE YEAR 2017
15/09/2016LRA/AL/FH-mhr/034-16TRANSITIONAL PERIOD FOR RULE 3.4.7, SUBMISSION REQUIREMENT FOR ITEM (I), TABLE 2 OF FIMM’S CONSOLIDATED RULES
15/09/2016LRA/AL/FH-mhr/033-16TRANSITIONAL PERIOD FOR CPD PROGRAMME IN CHAPTER 7 OF FIMM’S CONSOLIDATED RULES
13/09/2016BR/PRS/TLK-af/032-16PRS EXAMINATION SCHEDULE – OCTOBER 2016
25/08/2016BR/AL/TLK-af/029-16COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) – CUTE SCHEDULE FROM OCTOBER TO DECEMBER 2016
16/08/2016LRA/AL/MHR-af/028-16UPDATES PERTAINING TO THE REMOVAL OF REQUIREMENT FOR FIMM’S PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
09/08/2016LRA/AL/MHR-af/026-16REMOVAL OF REQUIREMENT FOR FIMM’s PRE-INVESTMENT FORM FOR UNIT TRUST INDUSTRY AND PRIVATE RETIREMENT SCHEME INDUSTRY
08/08/2016BR/PRS/TLK-val/025-16PRS Examination Schedule – September 2016
05/07/2016BR/PRS/TLK-val/020-16PRS Examination Schedule – August 2016
08/06/2016BR/PRS/FQ-val/015-16PRS Examination Schedule – July 2016
06/05/2016BR/PRS/TLK-val/125-16PRS Examination Schedule – June 2016
18/04/2016BR/PRS/FH-tlk/103-16INDUSTRY BRIEFING TO DISTRIBUTORS OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
06/04/2016BR/PRS/TLK-val/010-16PRS Examination Schedule – May 2016
07/03/2016BR/PRS/TLK-yy/009-16PRS Examination Schedule – April 2016
03/02/2016BR/PRS/TLK-yy/003-16PRS Examination Schedule – March 2016
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DateCircular NumberCircular Title
29/12/2015BR/PRS/TLK-yy/075-15PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – FEBRUARY 2016
11/12/2015BR(PRS)/AL/NO/FH-tlk/071-15PRO-RATING OF ANNUAL FEE FOR REGISTRATION OF NEW PRIVATE RETIRE SCHEMES (“PRS”) CONSULTANT ON A QUARTERLY BASIS
03/12/2015BR/PRS/TLK-yy/069-15Private Retirement Scheme (PRS) Examination Schedule – January 2016
11/11/2015BR/PRS/TLK-yy/070-15Ad-Hoc Session for Private Retirement Scheme (PRS) Examination – 16 January 2016
03/11/2015BR/PRS/TLK-yy/063-15Private Retirement Scheme (PRS) Examination Schedule – December 2015
19/10/2015BR(PRS)/AL/FH/TLK-af/057-15PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF PRIVATE RETIREMENT SCHEME (“PRS”) PROVIDERS, INSTITUTIONAL PRS ADVISERS OR CORPORATE PRS ADVISERS FOR THE YEAR 2016 b) ANNUAL FEE FOR PRS CONSULTANTS FOR THE YEAR 2016
02/10/2015BR/PRS/TLK-yy/051-15Private Retirement Scheme (PRS) Examination Schedule – November 2015
18/09/2015BR/PRS/TLK-yy/050-15Replacement of venue Private Retirement Scheme Examination (“PRSE”) on 17th October 2015
09/09/2015BR/PRS/TLK-yy/047-15Private Retirement Scheme (PRS) Examination Schedule – October 2015
06/08/2015BR(PRS)/AL/NO-tlk/381-15EXEMPTION FROM PRIVATE RETIREMENT SCHEME EXAMINATION (“PRSE”)
03/08/2015BR/PRS/TLK-yy/042-15PRS Examination Schedule – September 2015
14/07/2015I&SP/AL/NO-KOH-jw/040-15DUTIES AND RESPONSIBILITIES OF MEMBERS AND REGISTERED PERSONS IN HELPING INVESTORS TO MAKE INFORMED INVESTMENT DECISIONS UNDER SWTICHING TRANSACTIONS
18/06/2015BR/PRS/TLK-yy/033-15Ad-Hoc Session for Private Retirement Scheme (PRS) Examination – 1 August 2015
10/06/2015BR/PRS/TLK-yy/031-15PRS Examination Schedule – July & August 2015
04/06/2015I&SP/PRS/KOH-JW/025-15PRIVATE RETIREMENT SCHEME EXAMINATION (PRE) STUDY GUIDES FOR BAHASA MALAYSIA AND CHINESE VERSION
11/05/2015BR/PRS/TLK-yy/022-15Private Retirement Scheme (PRS) Examination Schedule – June 2015
29/04/2015BR(PRS)/AL/NO/TLK-val/019-15APPLICATION FORM FOR RE-REGISTRATION AS PRIVATE RETIREMENT SCHEME CONSULTANTS (“PRC”)
03/04/2015BR/PRS/TLK-yy/014-15Private Retirement Scheme (PRS) Examination Schedule – May 2015
30/03/2015BR(PRS)/AL/NO-tlk/012-15EXEMPTION FROM PRIVATE RETIREMENT SCHEME EXAMINATION (“PRSE”)
16/03/2015BR(PRS)/AL/NO/TLK-val/152-15“FIT AND PROPER” ASSESSMENT OF PRIVATE RETIREMENT SCHEME CONSULTANTS (“PRSC”)
12/03/2015BR(PRS)/AL/NO-tlk/132-15PAYMENT OF ANNUAL FEES FOR THE YEAR OF 2015
23/02/2015BR/PRS/NO/TLK-yy/006-15Private Retirement Scheme (PRS) Examination Schedule – April 2015
27/01/2015BR/PRS/TLK-yy/003/-15Private Retirement Scheme (PRS) Examination Schedule – March 2015
16/01/2015BR/PRS/TLK-yy/002-152014 FIMM PRIVATE RETIREMENT SCHEME (PRS) FAMILIARIZATION PROGRAM (PHASE 2) – SUBMISSION OF APPLICATION FOR REGISTRATION AS PRS CONSULTANT
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DateCircular NumberCircular Title
31/12/2014BR/PRS/SC-yy/074-14PRS Examination Schedule – February 2015
15/12/2014BR/PRS/KHN-tlk/067-14 EXEMPTION FROM PRIVATE RETIREMENT SCHEME EXAMINATION (“PRSE”)
15/12/2014BR/PRS/KHN-tlk/066-14EXEMPTION FROM MINIMUM REQUIREMENT OF ACADEMIC QUALIFICATION FOR THE REGISTRATION OF PRIVATE RETIREMENT SCHEME CONSULTANTS (“PRS CONSULTANTS”)
01/12/2014BR/PRS/TLK-yy/065-14Private Retirement Scheme (PRS) Examination Schedule – January 2015
05/11/2014BR/PRS/TLK-yy/059-14Private Retirement Scheme (PRS) Examination Schedule – December 2014
17/10/2014BR/IUTA&IPRA/MN-tlk/494-14MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”)/PRIVATE RETIREMENT SCHEMES (PRS”) BY INSTITUTIONAL UNIT TRUST ADVISERS (“IUTA”)/INSTITUTIONAL PRS ADVISERS
07/10/2014BR(PRS)/AL/MN/TLK-af/051-14PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE OF PRS PROVIDERS, INSTITUTIONAL PRS ASVISERS OR CORPORATE PRS ADVISERS FOR THE YEAR 2015 b) ANNUAL FEE FOR ANNIVERSARY REGISTRATION OF PRIVATE RETIREMENT SCHEME (“PRS”) CONSULTANT FOR THE YEAR 2015
03/10/2014BR/PRS/TLK-yy/054-14Private Retirement Scheme (PRS) Examination Schedule – November 2014
03/10/2014BR/PRS/SC-yy/053-14SUBMISSION OF APPLICATION FOR RE-SIT OF PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION
25/09/2014BR/AL/MN-sc/049-14NOTIFICATION ON THE MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
27/08/2014BR/PRS/TLK-yy/040-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – OCTOBER 2014
11/07/2014BR/PRS/TLK-yy/033-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – 23 AUGUST 2014
04/07/2014BR/PRS/TLK-yy/029-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – 16 AUGUST 2014
26/06/2014BR/PRS/SC-yy/026-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – AUGUST 2014
09/06/2014BR/PRS/MN-yy/019-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – JULY 2014
15/05/2014BR/PRS/MN/SS/TLK-yy/017-14 PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – JUNE 2014
03/04/2014LSRA/AL/MN-nh/012-14FEEDBACK ON PROPOSAL PAPER UNDER PERSONAL DATA PROTECTION ACT (PDPA) 2010
31/03/2014BR/PRS/MN/SS/TLK-yy/011-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – MAY 2014
03/03/2014LSRA/AL/MN-nh/009-14FEEDBACK ON PROPOSAL PAPERS: (i) 2/2014 – GUIDE ON COMPLIANCE OF PERSONAL DATA PROTECTION ACT (PDPA) 2010 (ii) 3/2014 – GUIDE ON THE MANAGEMENT OF EMPLOYEE DATA UNDER PERSONAL DATA PROTECTION ACT (PDPD) 2010
28/02/2014BR/AL/TLK/MN-yy/008-14PRIVATE RETIREMENT SCHEME (PRS) EXAMINATION SCHEDULE – APRIL 2014
07/02/2014LSRA/AL/MN-pky/006-14PROPOSAL PAPER NO. 1/2014 ON “GUIDE IN DEALING WITH DIRECT MARKETING UNDER THE PERSONAL DATA PROTECTION ACT 2010” ISSUED BY PERSONAL DATA PROTECTION DEPARTMENT MALAYSIA
07/02/2014LSRA/AL/MN-pky/005-14CONSENTS FOR USAGE OF PERSONAL DATA OF PRIVATE RETIREMENT SCHEME CONSULTANTS (“Consultants”), DIRECTORS AND EMPLOYEES OF PRS PROVIDERS, INSTITUTIONAL PRS ADVISERS AND CORPORATE PRS ADVISERS
28/01/2014Chairman Office/M/AKK-KOH-LIM/003-14Goods and Services Tax (GST): 1) Awareness Session; and 2) Additional Queries and Concerns
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DateCircular NumberCircular Title
20/12/2013BR/PRS/SS-tlk/059-13Private Retirement Scheme (PRS) Registration System
25/11/2013BR/AL/TLK-yy/055-13Private Retirement Scheme (PRS) Examination Schedule – First Quarter 2014
14/11/2013ISRV/PRS Distributors/AJ-lly/651-13Post Registration Assessment Exercise (“PRAE”) for Private Retirement Schemes (“PRS”)
14/11/2013ISRV/PRS Distributors/AJ-lly/651-13Checklist for Post Registration Assessment Exercise – PRP
14/11/2013ISRV/PRS Distributors/AJ-lly/651-13Checklist for Post Registration Assessment Exercise – IPRA
14/11/2013ISRV/PRS Distributors/AJ-lly/651-13Checklist for Post Registration Assessment Exercise – CPRA
06/11/2013BR/AL/TLK-yy/051-13Private Retirement Scheme (PRS) Examination Schedule – Additional Session in Johor Bahru
03/09/2013BR/AL/AZS/TLK-JW/043-13Payment Of:
a) Annual Membership Subscription Fee (“AMSF”) or Annual Fee for PRS Providers, Institutional PRS Advisers or Corporate PRS Advisers for the Year 2014
b) Annual Fee for Anniversary Registration of Private Retirement Scheme (“PRS”) Consultant for the Year 2014
20/08/2013BR/AL/AZS/TLK-yy/039-13Private Retirement Scheme (PRS) Examination Schedule – Forth Quarter 2013
15/08/2013BR/AL/AZS/HG-tlk/039-13Revision Of Requirements Imposed on Institutional Unit Trust Advisers(“IUTA”)/Institutional PRS Advisers Regarding Distribution Agreements For Marketing and Distribution Of Unit Trust Schemes(“UTS”)/Private Retirement Schemes(“PRS”)
15/08/2013BR/AL/AZS/HG-sc/038-13Revision Of Requirements Imposed on Corporate Unit Trust Advisers (“CUTA”)/Corporate PRS Advisers Regarding Distribution Of Unit Trust Schemes (“UTS”)/Private Retirement Schemes(“PRS”)
07/08/2013LSRA/AL/AZ-ck/037-13FIMM’S Guidance Note in relation to the Personal Data Protection Act 2010
23/07/2013PDS/AL/AZS-sa/036-13International Seminar on Financial Literacy and Retirement Savings: Towards Securing A Comfortable Retirement Organized By The EPF
11/07/2013BR/AL/AZS/HG/SS-sc/034-13Revision on the Requirement to Notify and Lodge Documents For Marketing and Distribution Of Unit Trust Scheme (UTS) or Private Retirement Schemes (PRS)
11/07/2013BR/CUTA&CPRA/AZS/HG-tlk/003-13Registration of Unit Trust Scheme and Private Retirement Scheme Consultants of Corporate Unit Trust Scheme Advisers (“CUTA”) and Private Retirement Scheme Advisers (“CPRA”)
01/07/2013CC/AL/AZ-Sn/033-13FIMMToday’s 2nd Issue of The Year 2013
26/06/2013BR/AL/HG/TLK-yy/029-13Private Retirement Scheme (PRS) Examination Schedule – Third Quarter 2013
25/06/2013BR/PRS/AZS/HG-tlk/027-13Continuous Eligibility Of Private Retirement Scheme (“PRS”) Consultants (“PRS Consultants”) – Submission Of Statutory Declaration
24/06/2013BR/AL/HG/TLK-yy/344-13Replacement Date of Private Retirement Scheme Examination (PRSE) Session In June 2013
23/06/2013BR/AL/AZS/HG/SS-sc/018-13Re-Registration Fee For Private Retirement Scheme Consultants (“PRS Consultants”)
22/06/2013BR/AL/HG/TLK-yy/013-13Private Retirement Scheme (PRS) Examination Schedule – Second Quarter 2013
21/06/2013LSRA/AL/AZ-pky/011-13Submission Of Quarterly Reports On Complaints To Securities Commission (“SC”) and Federation Of Investment Managers Malaysia (“FIMM”)
20/06/2013LSRA/AL/HG-nh/010-13Memorandum and Articles of Association of Federation Of Investment Managers Malaysia (“M&A”)
19/06/2013LSRA/AL/AZ-nh/006-13Code of Ethics and Rules of Professional Conduct (Unit Trust Scheme) (“CODE”)
18/06/2013BR/HG/AZ-sc/004-13Consent For Publishing Information of Private Retirement Scheme Consultants (“PRS Consultants”)
17/06/2013LSRA/AL/AZ-nh/003-13PRE-Investment Form for Private Retirement Scheme Industry
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DateCircular NumberCircular Title
17/12/2012BR/Sara/AZ-tlk/053-12Revision of the Academic Qualification for the Registration of Private Retirement Scheme Consultant (“PRC”)
17/12/2012BR/Sara/AZ-tlk/055-12Loss of Certificate
17/12/2012BR/Sara/AZ-tlk/057-12Clarification on Annual Membership Subscription Fee (“AMSF”) and Annual Fee For Private Retirement Scheme Consultant (“PRC”) for the Year 2013
14/12/2012BR/Sara/AZ-jw/051-12Annual Membership Subscription Fee (“AMSF”) and Annual Fee for Private Retirement Scheme Consultant (“PRC”) for the Year 2013 – To: Corporate PRS Advisers
14/12/2012BR/Sara/AZ-jw/050-12Annual Membership Subscription Fee (“AMSF”) and Annual Fee for Private Retirement Scheme Consultant (“PRC”) for the Year 2013 – To: PRS Providers / Institutional PRS Advisers
10/12/2012BR/Sara/AZ-tlk/048-12Private Retirement Scheme (PRS) Examination Schedule – First Quarter 2013
11/10/2012BR/Sara/AZ-tlk/045-12Annual Fee of Private Retirement Scheme Consultant (“PRC”)
27/09/2012BR/Sara/AZ-tlk/043-12Private Retirement Scheme (PRS) Examination Schedule
28/08/2012BR/Sara/AZ-tlk/038-12Private Retirement Scheme (PRS) Examination
16/08/2012PDS/AL/AZ-mz/037-12Recognition and Allocation of CPD Points for Registered UTC for the Private Retirement Scheme (PRS) Train-The-Trainer (TT) Workshop and PRS Familiarisation Programme
13/08/2012CC/AL/AZ-sn/036-12Forum on Private Retirement Scheme in Malaysia: 6th September 2012
27/07/2012BR/Sara/AZ-tlk/035-12Registration of Private Retirement Scheme (PRS) Provider, Institutional Private Retirement Scheme (PRS) Adviser or Corporate Private Retirement Scheme (PRS) Adviser and Private Retirement Scheme (PRS) Consultant
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