Members

DateCircular NumberCircular Title
25/11/2020PDS/AL/KOH-SNZ-ms/047-20FIMM EXAMINATION CENTRE RE-OPENING – MELAKA, JOHOR BAHRU, ALOR SETAR AND KUALA TERENGGANU
20/11/2020PDS/AL/KOH-SNZ-ms/046-20Cancellation of FIMM Examination Sessions on 21 November and 12 December 2020 – Kota Bharu
09/11/2020PDS/AL/KOH-SNZ-ms/045-20Cancellation of FIMM Examination Sessions – Kuching and Other Centres in Peninsular Malaysia except Kuantan and Kota Bharu
05/11/2020PDS/AL/KOH-SNZ-ms/044-20Cancellation of FIMM Examination Sessions on 7 to 19 November 2020 – Bayan Lepas
04/11/2020PDS/AL/KOH-SNZ-ms/043-20Cancellation of FIMM Examination Sessions on 7 November 2020 – Seremban
28/10/2020BR/AL/KLR/SM/SO-cc/040-20Industry Consultation – Amendments to FIMM’s Registration Manual
28/10/2020PDS/AL/KOH-SNZ-MS/041-20Cancellation of FIMM Examination Sessions on 7 November 2020 – OUM Sandakan, Sabah
27/10/2020PDS/AL/KOH-SNZ-MS/039-20Cancellation of FIMM Examination Sessions from 27 October to 9 November 2020 – Kuala Lumpur and Selangor and Invitation to Organise FIMM Examination at Members/Distributors’ Premises
14/10/2020PDS/AL/KOH-SNZ-MS/037-20Cancellation of FIMM Examination Sessions on 17 October 2020 – Kota Bharu, Kelantan
13/10/2020PDS/AL/KOH-SNZ-MS/036-20Cancellation of FIMM Examination Sessions from 14 to 27 October 2020 – Kuala Lumpur and Selangor
13/10/2020BR/AL/SM/SO/VAL-af/035-20YEAR 2021 RENEWAL AND ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”)/ANNUAL FEE FOR PRP, IPRA, CUTA, CPRA, UTS AND PRS
12/10/2020ISRV/AL/SM-AS-llt-034-20REVISED ANNUAL COMPLIANCE REVIEW (ACR) CHECKLISTS FOR 2020
09/10/2020PDS/AL/KLR-KOH-MS/032-20FIMM EXAMINATION: ADDIONAL EXAMINATION SESSIONS FOR MIRI, SARAWAK
09/10/2020PDS/AL/KOH-SNZ-ms/033-20Cancellation of FIMM Examination Sessions on 24 October 2020 – OUM Sandakan, Sabah
05/10/2020PDS/AL/KOH-SNZ-MS/031-20Cancellation of FIMM Examination Sessions on 15 October 2020 – Kedah
17/09/2020PDS/AL/KOH-SNZ-ms/029-20FIMM EXAMINATION AD-HOC EXAMINATION CENTRE
11/09/2020PDS/AL/KLR-KOH-MS/030-20Cancellation of FIMM Examination Sessions on 26 September 2020 – Kedah
10/09/2020ISRV/Distributors/KLR-SM-AS-ha/190-20FIMM 2020 Industry Briefing on Regulatory Activities & Initiatives
07/09/2020PDS/AL/KOH-SNZ-ms/028-20FIMM EXAMINATION CENTRE RE-OPENING OF ADDITIONAL EXAMINATION CENTRES
28/08/2020PDS/AL/KOH-SNZ-ms/027-20FIMM EXAMINATION SCHEDULE – OCTOBER TO DECEMBER 2020
30/03/2020ISRV/ALL/SM/AS/081-20Extension Of Submission Deadline For Quarterly Complaints Report And Trend Analysis
17/03/2020PDS/AL/KLR-KOH-MS/005-20FIMM Examination Cancellation on 19 & 21 March 2020
24/02/2020SEC/OM/CEO/COM(AA)/003-20IMPLEMENTATION OF AMENDMENTS TO FIMM’S CONSTITUTION (ARTICLES OF ASSOCIATION)
DateCircular NumberCircular Title
17/12/2019LRA/ALL/JG/SM/022/19FIMM’s REVISED CODE OF ETHICS
23/08/2019PDS/2019COE/KLR-KOH-SNZ/013-192019 FIMM Regulatory Training on Code of Ethics (2019 FIMMCOE)
01/03/2019BR/AL/SO-val/003-19FIMM EXAMINATION CANCELLATION – RELOCATION OF STAMFORD COLLEGE, MELAKA
28/02/2019R&A/EPF/KOH-FY/002-19Draft Revised Guidelines on EPF-MIS
26/02/2019PDS/CPDTRACKER/KLR-KOH-SNZ/002-19Briefing and Training on FIMM Continuing Professional Development (CPD) Tracker System
DateCircular NumberCircular Title
04/10/2016PDS/FH/KOH/SNZ-ay/037-162016 FIMM ANNUAL CONVENTION – 20 OCTOBER 2016, SIME DARBY CONVENTION CENTRE
09/09/2016PDS/2016Seminars/FH-KOH-SNZ-275-162016 FIMM SEMINARS: SECOND SERIES
28/06/2016PDS/2016Seminars/NO-KOH-SNZ/199-162016 FIMM SEMINARS – FIRST SERIES
DateCircular NumberCircular Title
07/10/2014BR/AL/MN/TLK-af/050-14PAYMENT OF: a) ANNUAL MEMBERSHIP SUBSCRIPTION FEE (“AMSF”) OR ANNUAL FEE PF MEMBERS, IUTA OR CUTA FOR THE YEAR 2015 b) ANNUAL RENEWAL FEE FOR UNIT TRUST CONSULTANTS (UTC) FOR THE YEAR 2015
03/10/2014BR/AL/MN/SC-yy/052-14SUBMISSION OF APPLICATION FOR RE-SIT OF COMPUTERISED UNIT TRUST EXAMINATION (CUTE)
25/09/2014BR/AL/MN-sc/049-14NOTIFICATION ON THE MARKETING AND DISTRIBUTION OF UNIT TRUST SCHEMES (“UTS”) AND PRIVATE RETIREMENT SCHEMES (“PRS”)
21/08/2014PDS/AL/MN-sa/021-14REVISED CONTINUING PROFESSIONAL DEVELOPMENT (CPD) GUIDELINES VERSION 2.1
18/08/2014CC/AL/MN-zn/036-14FIMM’S 2014 ANNUAL CONVENTION. 8 OCTOBER 2014, SIME DARBY CONVENTION CENTRE
14/08/2014PDS/AL/2014Seminar/MN-KOH-jn/384-142014 FIMM SEMINARS
07/07/2014BR/AL/TLK-yy/030-14 REPLACEMENT DATE FOR COMPUTERIZED UNIT TRUST EXAMINATION (CUTE) SESSION IN AUGUST 2014 – STAMFORD COLLEGE MELAKA
20/06/2014BR/AL/MN-VAL/021-14Computerized Unit Trust Examination (CUTE) Schedule for Tawau, Sabah (July-September 2014)
17/06/2014PDS/AL/2014Seminar/MN-jn/311-14CANCELLATION OF FIMM SEMINARS
22/05/2014PDS/AL/2014Seminar/MN-jn/244-142014 FIMM SEMINARS – REVISED SCHEDULE
07/05/2014PDS/AL/2014Seminar/MN-jn/225-142014 FIMM SEMINARS
03/04/2014LSRA/AL/MN-nh/012-14FEEDBACK ON PROPOSAL PAPER UNDER PERSONAL DATA PROTECTION ACT (PDPA) 2010
03/03/2014LSRA/AL/MN-nh/009-14FEEDBACK ON PROPOSAL PAPERS: (i) 2/2014 – GUIDE ON COMPLIANCE OF PERSONAL DATA PROTECTION ACT (PDPA) 2010 (ii) 3/2014 – GUIDE ON THE MANAGEMENT OF EMPLOYEE DATA UNDER PERSONAL DATA PROTECTION ACT (PDPD) 2010
29/01/2014CC/AL/SC/AKK-zn/036-14The Malaysian Code for Institutional Investors 2014 (CODE)
29/01/2014BR/AL/SS-yy/002-14Replacement Date for Computerized Unit Trust Examination (CUTE) Session in March 2014 – Kota Bahru, Kelantan
28/01/2014Chairman Office/M/AKK-KOH-LIM/003-14Goods and Services Tax (GST): 1) Awareness Session; and 2) Additional Queries and Concerns
DateCircular NumberCircular Title
21/11/2013BR/AL/TLK-yy/054-13Computerized Unit Trust Examination (CUTE) – CUTE Schedule from Jan – Mar 2014
19/11/2013CC/AL/ALFI/AKK-ZN/053-13Invitation: ALFI GLOBAL FUND INDUSTRY SEMINAR
15/11/2013CC/AL/SC/AKK-ZN/052-13ASEAN Capital Market Forum (ACMF) – Industry Briefing
DateCircular NumberCircular Title
18/06/2012LSRA/OM/AZ-BG/009-12Industry Feedback to The Law Harmonisation Committee
31/05/2012LSRA/OM/AZ-ck/008-12Eighteenth (18th) Annual General Meeting